Fennell, Thomas Brian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | RO | Dealing in securities | 2003-09-29 | 2005-01-06 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2003-09-29 | 2005-01-06 |
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