Yip, Anthony Wing Kai 葉永楷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Leveraged foreign exchange trading | 2010-03-03 | 2010-03-23 | Rep | Dealing in futures contracts | 2010-03-03 | 2011-02-28 | Rep | Dealing in securities | 2010-03-03 | 2011-02-28 | RO | Leveraged foreign exchange trading | 2010-03-23 | 2011-03-21 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Leveraged foreign exchange trading | 2010-03-03 | 2010-03-23 | Rep | Dealing in futures contracts | 2010-03-03 | 2011-03-05 | Rep | Dealing in securities | 2010-03-03 | 2011-03-05 | RO | Leveraged foreign exchange trading | 2010-03-23 | 2011-03-05 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-07 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-31 | 2010-02-18 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-03-13 | 2010-02-18 | Rep | Dealing in securities | 2008-08-13 | 2010-02-18 |
| 6 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-03-24 | 2015-10-14 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2014-03-24 | 2015-10-14 |
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