Ng, Yvonne Pui Shan 伍佩珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aberdeen International Investment Management Limited | Rep | Advising on securities | 2008-06-04 | 2009-04-30 | Rep | Dealing in securities | 2008-07-11 | 2009-04-30 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2015-08-14 | 2016-12-27 | Rep | Asset management | 2015-08-14 | 2016-12-27 | Rep | Dealing in securities | 2015-08-14 | 2016-12-27 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on corporate finance | 2003-10-18 | Rep | Advising on securities | 2007-12-31 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-17 | 2011-03-09 | Rep | Dealing in securities | 2009-04-17 | 2011-03-09 | Rep | Advising on corporate finance | 2010-12-07 | 2011-03-09 |
| 5 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-23 | 2011-08-28 | Rep | Advising on securities | 2011-05-23 | 2011-08-28 | Rep | Dealing in securities | 2011-05-23 | 2011-08-28 |
| 6 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2012-02-23 | 2012-03-01 | Rep | Dealing in securities | 2012-02-23 | 2012-03-01 |
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