Wong, Frederick Chi Nik 黃自力

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) Rep Advising on corporate finance 2005-09-08 2006-09-16
2 BFIN Private Advisors (Hong Kong) Limited Rep Advising on securities 2015-07-16 2015-11-16
Rep Dealing in securities 2015-07-16 2015-11-16
RO Advising on securities 2015-11-16 2019-09-01
RO Dealing in securities 2015-11-16 2019-09-01
RO Advising on corporate finance 2016-10-13 2019-09-01
3 BOCOM International (Asia) Limited Rep Advising on corporate finance 2009-05-12 2010-05-27
Rep Dealing in securities 2009-05-12 2010-05-27
4 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED RO Advising on corporate finance 2022-08-30
RO Advising on securities 2022-08-30
RO Dealing in securities 2022-08-30
5 CORE PACIFIC-YAMAICHI CAPITAL LIMITED Rep Advising on corporate finance 2004-04-26 2005-08-24
6 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2007-12-06 2008-12-10
Rep Advising on securities 2007-12-06 2008-12-10
Rep Dealing in securities 2007-12-06 2008-12-10
7 CSC ASIA LIMITED Rep Advising on securities 2004-03-30
Rep Asset management 2004-03-30
Rep Advising on corporate finance 2004-04-13
8 MACQUARIE CAPITAL LIMITED Rep Advising on corporate finance 2013-09-27 2015-03-31
Rep Dealing in securities 2013-09-27 2015-03-31
9 Macquarie Corporate (Hong Kong) Limited Rep Advising on corporate finance 2013-09-27 2015-03-31
10 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2012-06-07 2013-03-01

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