Yip, Kwok Lueng 葉國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-27 | |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Asset management | 2004-02-27 | |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-07-19 | |
| 4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-03 | 2007-08-07 |
| 5 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-05 | 2007-08-07 |
| 6 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-05 | 2010-05-17 |
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