Wang, Ren (SFC:AIB127) 汪韌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2021-12-29 | Rep | Dealing in securities | 2021-12-29 |
2 | China Vered Securities Limited | RO | Advising on corporate finance | 2017-03-30 | 2017-11-05 | RO | Advising on securities | 2017-03-30 | 2017-11-05 |
3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2011-12-19 | 2012-03-20 | Rep | Advising on securities | 2011-12-19 | 2012-03-20 | RO | Advising on corporate finance | 2012-03-20 | 2015-12-17 | RO | Advising on securities | 2012-03-20 | 2015-12-17 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Advising on securities | 2003-06-25 | Rep | Asset management | 2003-06-25 |
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