Lee, Andy Hung Kee 李鴻基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2007-05-16 | 2008-01-08 |
| 2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-16 | 2008-01-08 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2003-08-01 | 2007-02-07 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-25 | 2007-02-07 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-05-06 | 2007-02-07 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-06-17 | Rep | Advising on securities | 2003-06-17 | Rep | Automated trading services | 2003-06-17 | Rep | Dealing in securities | 2003-06-17 | Rep | Automated trading services | 2008-01-29 | 2011-03-22 | Rep | Dealing in securities | 2008-01-29 | 2011-03-22 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-06-17 | Rep | Dealing in futures contracts | 2003-06-17 | Rep | Automated trading services | 2008-01-29 | 2010-12-06 | Rep | Dealing in futures contracts | 2008-01-29 | 2010-12-06 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-22 |
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