Yim, Claire Yeuk King 嚴若瓊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on corporate finance | 2004-02-24 | Rep | Asset management | 2004-02-24 | Rep | Advising on securities | 2005-07-29 | Rep | Dealing in securities | 2005-07-29 |
| 2 | BEA Union Investment Management Limited | Rep | Advising on securities | 2008-03-07 | 2011-06-25 | Rep | Dealing in securities | 2008-03-07 | 2011-06-25 |
| 3 | Bright Fund Management Limited | Rep | Advising on securities | 2007-01-02 | 2008-02-27 | Rep | Asset management | 2007-01-02 | 2008-02-27 | Rep | Dealing in securities | 2007-01-02 | 2008-02-27 |
| 4 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2021-03-24 | 2022-02-24 | Rep | Dealing in securities | 2021-03-24 | 2022-02-24 |
| 5 | iFAST Securities (HK) Limited | Rep | Dealing in securities | 2021-03-24 | 2021-04-30 |
| 6 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2016-11-23 | 2018-04-16 |
| 7 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2016-11-23 | 2018-04-16 |
| 8 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2006-07-04 | 2006-11-17 | Rep | Asset management | 2006-07-04 | 2006-11-17 |
| 9 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2006-07-04 | 2006-11-17 |
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