Wong, Chung Yin (SFC:AIB870) 黃仲賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-11-17 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-11-17 | 2005-08-25 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-07 | 2005-08-25 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-05-04 | 2006-07-11 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-05-29 | 2006-07-11 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-05-04 | 2006-07-11 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-10-20 | 2005-12-19 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-05-01 | Rep | Asset management | 2003-05-01 | Rep | Dealing in futures contracts | 2003-05-01 | Rep | Dealing in futures contracts | 2003-06-16 | 2003-11-06 |
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