Ip, Hiram Hon Lam 葉瀚林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2016-10-31 | Rep | Advising on securities | 2012-01-13 | 2016-10-31 | Rep | Dealing in securities | 2012-01-13 | 2016-10-31 |
2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-01-01 | Rep | Advising on securities | 2004-01-01 | Rep | Automated trading services | 2004-01-01 | Rep | Dealing in securities | 2004-01-01 |
3 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2019-04-16 | 2020-10-30 | Rep | Dealing in securities | 2019-04-16 | 2020-10-30 |
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