Li, Hiu Fai 李曉輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2011-09-28 | 2016-08-24 | Rep | Advising on securities | 2011-09-28 | 2017-07-23 | Rep | Dealing in securities | 2011-09-28 | 2017-07-23 |
| 2 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2019-09-05 | Rep | Dealing in futures contracts | 2020-01-13 |
| 3 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2008-02-22 | 2009-08-31 | Rep | Dealing in securities | 2008-02-22 | 2009-08-31 | Rep | Leveraged foreign exchange trading | 2008-02-22 | 2009-08-31 |
| 4 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2003-11-14 | 2006-12-01 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-10 | Rep | Asset management | 2003-04-10 | Rep | Dealing in futures contracts | 2003-04-10 |
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