Chung, Cheuk Man (SFC:AIC833) 鍾卓文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-10 | |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Asset management | 2003-12-10 | |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-10 | |
| 4 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2009-07-10 | 2010-04-20 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2009-07-10 | 2010-04-20 |
| 6 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-07-14 | 2018-07-05 |
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