Kan, Wai Chi 簡慧姿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Lion Global Financial Limited | Rep | Advising on securities | 2004-07-30 | 2006-01-23 | Rep | Advising on securities | 2006-08-22 | 2010-09-01 | Rep | Asset management | 2007-05-17 | 2010-09-01 | Rep | Dealing in securities | 2009-03-03 | 2010-09-01 |
2 | Henyep Capital Management Limited | Rep | Advising on securities | 2006-02-09 | 2006-07-27 |
3 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2010-10-14 | 2010-12-02 | Rep | Dealing in securities | 2010-10-14 | 2010-12-02 |
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