Tong, Vivia Wai Ming 唐慧明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2008-01-25 | 2009-01-24 | Rep | Asset management | 2008-01-25 | 2009-01-24 | Rep | Advising on securities | 2023-05-29 | 2023-06-29 | Rep | Asset management | 2023-05-29 | 2023-06-29 | RO | Advising on securities | 2023-06-29 | RO | Asset management | 2023-06-29 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-12-16 | 2006-09-07 |
| 3 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 |
| 4 | TVC MANAGEMENT LIMITED | Rep | Advising on securities | 2017-09-12 | 2018-01-24 | Rep | Asset management | 2017-09-12 | 2018-01-24 | RO | Advising on securities | 2018-01-24 | 2023-02-09 | RO | Asset management | 2018-01-24 | 2023-02-09 |
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