Tsang, Wayne Wai Yan 曾惠恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carrington Asset Management Limited | Rep | Asset management | 2019-03-01 | 2019-08-19 | RO | Asset management | 2019-08-19 | 2023-06-14 | RO | Advising on securities | 2021-04-20 | 2023-06-14 |
| 2 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-10 | |
| 3 | Kylin International (HK) Co., Limited | Rep | Asset management | 2017-03-31 | 2017-11-01 |
| 4 | Matrix Asset Management Limited | Rep | Advising on securities | 2016-04-28 | 2016-09-12 | Rep | Asset management | 2016-04-28 | 2016-09-12 |
| 5 | Matrix Securities Limited | Rep | Dealing in securities | 2016-04-28 | 2016-09-12 |
| 6 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2015-03-06 | 2016-03-23 | Rep | Asset management | 2015-03-06 | 2016-03-23 | Rep | Dealing in securities | 2015-03-06 | 2016-03-23 |
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