Shea, Anita Sze Wai 佘思慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-05 | |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-07-26 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 2015-09-21 | 2016-01-30 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2004-07-26 | |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-02 | 2012-11-02 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-11-02 | 2012-11-02 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 2011-11-02 | 2012-11-02 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 2015-09-21 | 2016-01-30 |
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