Tang, Ming Wai (SFC:AIH670) 鄧明緯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-10 | 2005-03-31 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-10 | 2005-03-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-04-30 | 2011-05-20 | Rep | Dealing in futures contracts | 2009-04-30 | 2011-05-20 | Rep | Dealing in securities | 2009-04-30 | 2011-05-20 | Rep | Advising on securities | 2009-12-29 | 2011-05-20 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-30 | 2011-05-20 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-06 | Rep | Advising on securities | 2004-02-06 | Rep | Asset management | 2004-02-06 | Rep | Dealing in securities | 2004-02-06 |
| 6 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-04-07 | 2009-04-06 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-04-07 | 2009-04-06 | Rep | Dealing in securities | 2005-04-07 | 2009-04-06 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-04-07 | 2009-04-06 |
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