Fung, Hoi 馮凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-04 | 2003-12-22 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-11-04 | 2003-12-22 | Rep | Leveraged foreign exchange trading | 2003-11-26 | 2003-12-22 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-07-27 | 2008-02-11 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-06-29 | 2006-01-16 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-29 | 2006-01-16 |
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