Stacey, William John 史達思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2005-04-14 | 2008-01-24 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Advising on securities | 2006-08-18 |
| 3 | Keefe, Bruyette & Woods Asia Limited | Rep | Advising on securities | 2010-06-04 | 2010-06-10 | Rep | Dealing in securities | 2010-06-04 | 2010-09-13 | RO | Advising on securities | 2010-06-10 | 2012-11-14 | RO | Dealing in securities | 2010-09-13 | 2012-11-14 |
| 4 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2008-07-25 | 2010-05-31 | RO | Advising on securities | 2009-09-22 | 2010-05-31 |
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