Siu, William Wai Wai 蕭衛威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iBest Consultants Limited | Rep | Advising on corporate finance | 2004-03-03 | Rep | Advising on securities | 2011-08-15 | Rep | Asset management | 2011-08-15 | Rep | Dealing in securities | 2011-08-11 | 2011-08-15 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-02-03 | 2012-07-10 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2012-02-03 | 2012-07-10 | Rep | Dealing in securities | 2012-02-03 | 2012-07-10 |
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