Glover, Stephen Craig
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2005-01-12 | 2005-08-05 |
2 | CAMERON BUTLER HK LIMITED | Rep | Advising on securities | 2003-07-31 | |
3 | CBH Asia Limited | Rep | Advising on securities | 2004-10-01 | 2005-01-12 |
4 | UKFP (Asia) HK Limited | Rep | Advising on securities | 2004-01-28 | 2004-07-08 | Rep | Dealing in securities | 2004-01-28 | 2004-07-08 |
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