Yue, Wai Man 余慧文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Advising on securities | 2004-06-23 | Rep | Dealing in securities | 2004-02-27 | 2004-06-23 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-07-06 | 2005-01-19 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-07-08 | 2005-01-19 |
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