Zhao, Yan (SFC:AIN730) 趙彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2003-09-13 | |
| 2 | China International Capital Corporation (International) Limited | Rep | Advising on securities | 2003-09-13 | |
| 3 | China International Capital Corporation (International) Limited | Rep | Asset management | 2003-09-13 | |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2004-03-31 | 2004-05-03 |
| 5 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2005-04-07 | 2006-04-21 |
| 6 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-04-25 | 2019-09-05 |
| 7 | HSBC Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2019-09-05 | 2021-11-29 |
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