Tsui, Chi Wai (SFC:AIN731) 徐志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2008-04-25 | 2008-09-26 |
2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-09-15 | 2008-04-03 |
3 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2004-04-19 | Rep | Advising on securities | 2004-04-19 | Rep | Asset management | 2004-04-19 |
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