Duffield, John Michael Leslie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | RO | Dealing in securities | 2004-03-11 | 2005-12-15 |
| 2 | Newedge Broker Limited | Rep | Dealing in securities | 2006-01-27 | 2008-08-28 | Rep | Automated trading services | 2006-02-03 | 2009-07-31 | RO | Dealing in securities | 2008-08-28 | 2009-07-31 |
| 3 | SG Asset Finance (Hong Kong) Limited | RO | Dealing in securities | 2008-08-28 | 2009-08-10 |
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