Lo, Simon Shing Hing 盧成興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Private Trustee (Hong Kong) Limited | Rep | Advising on securities | 2004-04-15 | |
| 2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2005-04-12 | 2007-03-30 |
| 3 | First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2008-05-23 | 2009-02-17 |
| 4 | HSBC Private Trustee (Hong Kong) Limited | Rep | Asset management | 2004-04-15 | |
| 5 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Asset management | 2005-04-12 | 2007-03-30 |
| 6 | First Prosperous Asset Management Company Limited | Rep | Asset management | 2008-05-23 | 2009-02-17 |
| 7 | HOORAY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-02-15 | 2016-02-16 |
| 8 | HSBC Private Trustee (Hong Kong) Limited | Rep | Dealing in securities | 2004-04-15 | |
| 9 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-12 | 2007-03-30 |
| 10 | HSBC Private Trustee (Hong Kong) Limited | RO | Advising on securities | 2004-04-15 | 2005-01-05 |
| 11 | HSBC Private Trustee (Hong Kong) Limited | RO | Asset management | 2004-04-15 | 2005-01-05 |
| 12 | HOORAY ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-02-16 | 2024-01-11 |
| 13 | HSBC Private Trustee (Hong Kong) Limited | RO | Dealing in securities | 2004-04-15 | 2005-01-05 |
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