Rogier, Bernard Rene Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-08-17 | 2019-12-02 | Rep | Dealing in securities | 2017-08-17 | 2019-12-02 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-09-18 | Rep | Advising on securities | 2003-09-18 | Rep | Asset management | 2003-09-18 | Rep | Automated trading services | 2003-09-18 | Rep | Dealing in securities | 2003-09-18 | Rep | Dealing in securities | 2005-10-25 | 2010-04-10 |
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