Tian, Sidong 田已冬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-24 | Rep | Advising on securities | 2003-11-24 | Rep | Asset management | 2003-11-24 | Rep | Advising on securities | 2004-08-03 | 2005-02-03 | Rep | Dealing in securities | 2005-02-03 | 2006-09-08 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-10-18 | 2009-03-14 |
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