Hounslow, Neil Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2005-06-02 | RO | Dealing in securities | 2005-06-02 | 2011-08-16 | Rep | Automated trading services | 2008-11-06 | 2011-08-16 | Rep | Dealing in futures contracts | 2008-11-06 | 2011-08-16 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-12-13 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-12-13 | 2008-11-24 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-11-15 | 2016-05-20 | Rep | Dealing in futures contracts | 2011-11-15 | 2016-05-20 | RO | Advising on securities | 2012-07-11 | 2015-12-11 | RO | Dealing in securities | 2012-07-11 | 2015-12-11 |
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