Suzat, Alexis Dominique
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2005-03-07 | 2006-02-15 | RO | Asset management | 2006-02-15 | 2006-09-29 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2004-02-13 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-10-03 | 2008-03-04 | Rep | Dealing in futures contracts | 2007-03-13 | 2008-03-04 |
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