Chan, Mang Kiu 陳漫橋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2015-09-17 | 2019-03-18 | Rep | Dealing in securities | 2015-09-17 | 2019-03-18 |
| 2 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on securities | 2006-08-10 | 2007-03-01 | Rep | Asset management | 2006-08-10 | 2007-03-01 |
| 3 | CVC Asia Pacific Limited | Rep | Advising on corporate finance | 2003-12-27 | Rep | Advising on securities | 2003-12-27 | Rep | Asset management | 2003-12-27 | Rep | Advising on securities | 2004-02-18 | 2006-07-19 | Rep | Asset management | 2004-02-18 | 2006-07-19 |
| 4 | INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED | Rep | Advising on securities | 2007-05-22 | 2009-02-09 | RO | Advising on securities | 2009-02-09 | 2010-06-24 |
| 5 | MUFG Securities Asia Limited | Rep | Advising on corporate finance | 2012-03-12 | 2012-05-28 | Rep | Dealing in securities | 2012-03-12 | 2012-05-28 |
| 6 | PROBITAS HONG KONG LIMITED | Rep | Advising on securities | 2012-09-14 | 2015-08-14 | Rep | Dealing in securities | 2012-09-14 | 2015-08-14 | Rep | Advising on securities | 2019-04-24 | 2019-10-11 | Rep | Dealing in securities | 2019-04-24 | 2019-10-11 | RO | Advising on securities | 2019-10-11 | 2021-03-05 | RO | Dealing in securities | 2019-10-11 | 2021-03-05 |
| 7 | ROC Partners (HK) Limited | Rep | Advising on securities | 2021-06-28 | Rep | Dealing in securities | 2021-06-28 |
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