Wu, Jun Tung 胡震東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2003-04-25 | 2005-02-21 |
2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2005-03-02 | 2010-03-22 | Rep | Dealing in securities | 2005-03-09 | 2010-03-22 |
3 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2013-11-11 | 2014-04-17 | Rep | Asset management | 2013-11-11 | 2017-09-29 | RO | Advising on securities | 2014-04-17 | 2019-01-30 | RO | Asset management | 2017-09-29 | 2019-01-30 |
4 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2013-11-11 | 2018-08-03 |
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