Chiu, Si Yin 趙士賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-02-24 | 2004-07-07 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-04-20 | 2004-07-07 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-04-20 | 2004-07-07 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-29 | 2004-01-12 |
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