Kwok, Raymond (SFC:AIU174) 郭理民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2009-03-09 | 2010-06-22 |
| 2 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-06 | 2005-07-29 |
| 3 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-04-30 | 2003-05-27 | Rep | Dealing in securities | 2003-08-15 | 2005-07-29 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-08-31 | 2005-11-15 | RO | Dealing in securities | 2005-11-15 | 2006-06-12 | Rep | Dealing in securities | 2006-06-12 | 2008-03-03 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-14 | 2008-09-20 |
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