Roland, Mathilde Suzanne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-05-02 | 2004-07-30 | Rep | Asset management | 2003-05-02 | 2004-07-30 | Rep | Dealing in futures contracts | 2003-05-02 | 2004-07-30 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-05-04 | 2008-11-18 | Rep | Automated trading services | 2008-11-07 | 2008-11-18 | Rep | Dealing in futures contracts | 2008-11-07 | 2008-11-18 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-05-04 | 2008-11-13 | Rep | Dealing in futures contracts | 2007-05-04 | 2008-11-13 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-05-04 | 2008-11-13 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-06 | 2005-09-29 | Rep | Dealing in securities | 2004-08-06 | 2005-09-29 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-10-24 | 2007-03-21 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-10-24 | 2007-03-21 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-10-24 | 2007-03-21 |
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