Lin, Tak Leung 練德良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMARKETS LIMITED | Rep | Dealing in securities | 2003-04-17 | 2006-03-10 | Rep | Automated trading services | 2005-04-28 | 2006-03-10 | RO | Automated trading services | 2006-03-10 | 2009-11-13 | RO | Dealing in securities | 2006-03-10 | 2009-11-13 |
| 2 | IMARKETS STRUCTURED PRODUCTS LIMITED | RO | Advising on securities | 2006-03-10 | 2009-11-13 |
| 3 | Yuanta Financial (Hong Kong) Limited | RO | Advising on securities | 2010-02-03 | 2011-01-17 | RO | Dealing in securities | 2010-02-03 | 2011-01-17 |
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