Tse, Shek Hang 謝碩恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2007-07-31 | 2008-04-06 | Rep | Advising on securities | 2007-07-31 | 2008-04-06 | Rep | Dealing in securities | 2007-07-31 | 2008-04-06 |
| 2 | China Orient International Asset Management Limited | Rep | Advising on securities | 2013-10-22 | 2013-11-22 | Rep | Asset management | 2013-10-22 | 2013-11-22 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2003-05-28 | 2004-05-06 | Rep | Advising on securities | 2003-05-28 | 2004-05-06 | Rep | Asset management | 2003-05-28 | 2004-05-06 | Rep | Dealing in securities | 2003-05-28 | 2004-05-06 |
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