Lim, Edward Keng Yew 林慶耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-13 | 2004-03-31 | Rep | Advising on securities | 2003-05-13 | 2004-07-13 | Rep | Asset management | 2003-05-13 | 2004-07-13 | Rep | Dealing in securities | 2004-03-31 | 2004-07-13 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-07-26 | 2006-12-04 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-16 | 2006-12-04 |
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