Harris, Kylie Jane
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Cambridge Strategy (Asset Management) Asia Limited (The) | RO | Asset management | 2010-09-20 | 2012-09-30 | RO | Advising on securities | 2012-03-26 | 2012-09-30 |
2 | GEOMATRIX (H.K.) LIMITED | Rep | Asset management | 2005-08-29 | 2006-11-13 | Rep | Advising on securities | 2005-08-29 | 2008-10-13 | RO | Asset management | 2006-11-13 | 2008-10-13 |
3 | Orchard Wealth Management Limited | RO | Asset management | 2008-11-05 | 2010-02-19 |
4 | PI INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-08-10 | 2005-06-03 | Rep | Advising on securities | 2004-08-10 | 2005-06-03 | Rep | Asset management | 2004-08-10 | 2005-06-03 |
5 | WARD FERRY MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2003-05-30 | 2003-12-30 | Rep | Advising on securities | 2003-05-30 | 2003-12-30 | Rep | Asset management | 2003-05-30 | 2003-12-30 |
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