Yau, Sharon 邱思安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Fidelity Management & Research (Hong Kong) Limited | RO | Advising on securities | 2008-09-04 | RO | Asset management | 2008-09-04 | RO | Advising on futures contracts | 2008-09-04 | 2013-12-19 |
2 | FIL Investment Advisors | Rep | Advising on securities | 2003-05-30 | 2003-11-03 | Rep | Asset management | 2003-05-30 | 2003-11-03 | Rep | Asset management | 2004-02-18 | 2008-04-30 |
3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2003-05-30 | 2003-11-03 | Rep | Asset management | 2003-05-30 | 2003-11-03 | Rep | Asset management | 2004-02-18 | 2008-04-30 | Rep | Dealing in securities | 2004-02-18 | 2008-04-30 |
4 | Pyramis Global Advisors (Hong Kong) Limited | RO | Advising on securities | 2013-11-19 | 2014-11-21 | RO | Asset management | 2013-11-19 | 2014-11-21 |
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