Nomura, Kan

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2003-05-13 2004-01-10
Rep Dealing in futures contracts 2004-03-11 2004-04-15
Rep Dealing in futures contracts 2007-01-08 2009-07-20
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2003-05-13 2004-01-10
Rep Dealing in securities 2003-05-13 2004-01-10
Rep Dealing in futures contracts 2004-03-11 2004-04-15
Rep Dealing in securities 2004-03-11 2004-04-15
Rep Advising on securities 2007-01-08 2009-07-20
Rep Dealing in futures contracts 2007-01-08 2009-07-20
Rep Dealing in securities 2007-01-08 2009-07-20
Rep Dealing in securities 2013-05-10 2013-05-16
Rep Advising on securities 2017-01-19 2018-08-03
Rep Dealing in securities 2017-01-19 2018-08-03

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top