Chow, Wang (SFC:AIV279) 周泓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2003-06-11 | 2003-08-14 |
| 2 | CN CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2014-07-17 | 2017-01-09 |
| 3 | RAYLIANT ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-01-09 | 2013-03-11 | Rep | Asset management | 2013-01-09 | 2013-03-11 |
| 4 | SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2004-12-21 | 2006-07-01 | Rep | Asset management | 2004-12-21 | 2006-07-01 | Rep | Asset management | 2018-06-19 | 2019-06-14 | RO | Asset management | 2019-06-14 | RO | Advising on securities | 2021-08-06 |
| 5 | SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-01 | 2007-06-20 | Rep | Asset management | 2006-08-01 | 2007-06-20 |
| 6 | TRISKELE CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2010-01-18 | 2012-01-04 | Rep | Asset management | 2010-01-18 | 2012-01-04 |
| 7 | WARD FERRY MANAGEMENT LIMITED | Rep | Advising on securities | 2007-07-19 | 2009-01-31 | Rep | Asset management | 2007-07-19 | 2009-01-31 |
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