Choy, Rose Wing Sze 蔡永思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TC Investment Management (Asia) Limited | Rep | Advising on futures contracts | 2004-06-11 | 2004-11-26 |
| 2 | Conning Asia Pacific Limited | Rep | Advising on securities | 2019-08-01 | 2021-07-15 |
| 3 | TC Investment Management (Asia) Limited | Rep | Asset management | 2003-05-26 | 2004-11-26 |
| 4 | Phalanx Capital Management Hong Kong Limited | Rep | Asset management | 2009-08-20 | 2009-09-16 |
| 5 | Conning Asia Pacific Limited | Rep | Asset management | 2019-08-01 | 2021-07-15 |
| 6 | Conning Asia Pacific Limited | Rep | Dealing in securities | 2019-08-01 | 2021-07-15 |
| 7 | Antai Securities Limited | RO | Advising on securities | 2017-03-17 | 2019-06-30 |
| 8 | Antai Securities Limited | RO | Asset management | 2018-03-07 | 2019-06-30 |
| 9 | Antai Securities Limited | RO | Dealing in securities | 2017-03-17 | 2019-06-30 |
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