Chan, Sau Lai (SFC:AJA115) 陳秀麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARMONY WEALTH MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-03-02 | Rep | Asset management | 2023-03-02 |
| 2 | HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2003-08-22 | 2010-11-12 | Rep | Dealing in securities | 2005-06-02 | 2010-11-12 | RO | Advising on securities | 2010-11-12 | 2011-04-30 | RO | Dealing in securities | 2010-11-12 | 2011-04-30 |
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