Lee, Jeng Toa 李政韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on corporate finance | 2012-12-03 | 2016-07-19 | RO | Advising on corporate finance | 2016-07-19 | 2018-04-10 |
| 2 | PELICAN FINANCIAL LIMITED | RO | Advising on corporate finance | 2018-04-13 | 2020-10-30 |
| 3 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-04-11 | 2006-03-27 |
| 4 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-15 | 2006-03-27 | Rep | Dealing in securities | 2005-04-11 | 2006-03-27 |
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