Li, Wing Sum (SFC:AJA296) 李榮森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2003-07-30 | 2004-10-21 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2004-10-21 | 2005-08-12 | Rep | Asset management | 2004-12-10 | 2005-08-12 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-11-02 | 2010-08-16 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-20 | 2010-08-16 |
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