Yuen, Siu Lun 阮兆倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2011-10-18 | 2012-11-28 |
| 2 | Bright Smart Asset Management Limited | Rep | Asset management | 2014-09-22 | 2014-10-09 |
| 3 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-04-08 | 2013-08-26 | RO | Leveraged foreign exchange trading | 2013-08-26 | 2014-10-09 |
| 4 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-09-22 | 2014-10-09 |
| 5 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-09-22 | 2014-10-09 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-03-22 | 2011-01-24 |
| 7 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-08-07 | 2003-11-06 |
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