Tse, Kwok Lun 謝國綸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2003-07-11 | 2004-11-10 |
2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2004-11-29 | 2006-01-11 |
3 | ASSET MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2006-01-17 | 2006-08-17 |
4 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2007-04-30 | 2011-01-28 |
5 | ASSET MANAGEMENT GROUP LIMITED | Rep | Dealing in securities | 2010-11-12 | 2011-01-28 |
6 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2013-01-29 | 2015-09-25 |
7 | ASSET MANAGEMENT GROUP LIMITED | Rep | Dealing in securities | 2013-01-29 | 2015-09-25 |
8 | ASSET MANAGEMENT GROUP LIMITED | Rep | Asset management | 2015-06-09 | 2018-04-11 |
9 | ASSET MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2015-09-25 | |
10 | ASSET MANAGEMENT GROUP LIMITED | RO | Dealing in securities | 2015-09-25 | |
11 | ASSET MANAGEMENT GROUP LIMITED | RO | Asset management | 2018-04-11 |
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