Yan, Wo Ping 殷和平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-02 | 2003-09-08 |
| 2 | Wells Global Asset Management Limited | Rep | Advising on securities | 2022-11-28 | 2023-04-14 | Rep | Asset management | 2022-11-28 | 2023-04-14 | Rep | Dealing in securities | 2022-11-28 | 2023-04-14 |
| 3 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2023-06-05 | Rep | Asset management | 2023-06-05 | Rep | Dealing in securities | 2023-06-05 |
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