Shimada, Satomi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DORIC CAPITAL CORPORATION | Rep | Advising on securities | 2003-07-09 | 2005-06-24 | Rep | Asset management | 2003-07-09 | 2005-06-24 | Rep | Advising on futures contracts | 2003-12-02 | 2005-06-24 |
| 2 | ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2005-06-24 | 2011-01-26 |
| 3 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2018-04-30 | 2018-10-31 | Rep | Asset management | 2018-04-30 | 2018-10-31 |
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